Portfolio Management Services Agreements

Portfolio Management Agreement, effective from 16 January 2020 (deferred for active clients until 30 April 2020 unless agreed otherwise)

Portfolio Management Rules, effective from 5 August 2020

Portfolio Management Rules, effective from 8 April 2020 (deferred for active clients until 30 April 2020 unless agreed otherwise)

Portfolio Management Rules, effective from 9 August 2019 (deferred for active clients until 30 April 2020 unless agreed otherwise)

Schedule C Transaction Fee Schedule, effective from 9 August 2020, not applicable from 8 April 2020

Appendix D to Portfolio Management Rules. Portfolio Assets Valuation Methods,
effective 14 June 2016 – 30 March 2018

Schedule H Fundamental Choice (2 years), effective from 9 August 2019 (deferred for active clients until 30 April 2020 unless agreed otherwise)

Schedule I Fundamental Choice (3 years), effective from 9 August 2019 (deferred for active clients until 30 April 2020 unless agreed otherwise)

Schedule J Financial Strategy, effective from 9 August 2019 (deferred for active clients until 30 April 2020 unless agreed otherwise)

Schedule K US Stocks, effective from 5 August 2020

Payment Instructions, effective from March 18, 2019

Notice of termination of the PM Agreement, effective from July, 2018

Instructions, effective from 28 December 2020

Instructions, effective from 14 June 2016

Check list

General Terms of Business

General Terms of Business, effective 16 March 2015 – 13 June 2016
General Terms of Business, effective 09 September 2014 – 15 March 2015
General Terms of Business, effective 22 January 2014 – 08 September 2014
General Terms of Business, effective 23 July 2013 – 21 January 2014

Portfolio Management Rules

Appendix 3, effective from 28 December 2018 – 6 March 2019
Appendix 3, effective from 7 June 2018 – 27 December 2018
Appendix 3, effective from 7 May 2018 – 6 June 2018
Appendix 3, effective from 22 December 2017 – 6 May 2018
Appendix 3, effective from 11 September 2017 – 21 December 2017
Appendix 3, effective from 19 January – 10 September 2017
Appendix 3, effective 01 January 2017 – 18 January 2017
Appendix 3, effective 28 December 2016 – 31 December 2016
Appendix 3, effective 05 December 2016 – 27 December 2016
Appendix 3, effective 20 October 2016 – 04 December 2016
Appendix 3, effective 01 September 2016 – 19 October 2016
Appendix 3, effective 29 July 2016 – 31 August 2016
Appendix 3, effective 22 July 2016 – 28 July 2016
Appendix 3, effective 24 June 2016 – 21 July 2016
Appendix 3, effective 14 June 2016 – 23 June 2016

Schedule E, effective 23 May 2016 – 13 June 2016
Schedule E, effective 17 July 2015 – 22 May 2016
Schedule E, effective 05 June 2015 – 16 June 2015
Schedule E, effective 21 May 2015 – 04 June 2015
Schedule E, effective 07 May 2015 – 20 May 2015
Schedule E, effective 20 April 2015 – 06 May 2015
Schedule E, effective 16 April 2015 – 19 April 2015
Schedule E, effective 16 March 2015 – 15 April 2015
Schedule E, effective 03 March 2015 – 15 March 2015
Schedule E, effective 16 February 2015 – 02 March 2015
Schedule E, effective 13 February 2015 – 15 February 2015
Schedule E, effective 03 February 2015 – 12 February 2015
Schedule E, effective 08 October 2014 – 02 February 2015
Schedule E, effective 09 September 2014 – 07 October 2014
Schedule E, effective 10 July 2014 – 08 September 2014
Schedule E, effective 11 June 2014 – 09 July 2014
Schedule E, effective 30 May 2014 – 10 June 2014
Schedule E, effective 20 May 2014 – 29 May 2014
Schedule E, effective 23 April 2014 – 19 May 2014
Schedule E, effective 19 March 2014 – 22 April 2014
Schedule E, effective 27 February 2014 – 18 March 2014
Schedule E, effective 17 February 2014 – 26 February 2014
Schedule E, effective 12 February 2014 – 16 February 2014
Schedule E, effective 24 January 2014 – 11 February 2014
Schedule E, effective 16 January 2014 – 23 January 2014
Schedule E, effective 30 December 2013 – 15 January 2014
Schedule E, effective 23 December 2013 – 29 December 2013
Schedule E, effective 31 October 2013 – 22 December 2013
Schedule E, effective 23 August 2013 – 30 October 2013
Schedule E, effective 23 July 2013 – 22 August 2013

Risk Disclosures

Annex 3, effective 04 September 2012 – 13 June 2016

Portfolio Valuation

Schedule I, effective 08 October 2014 – 13 June 2016
Schedule I, effective 23 July 2013 – 07 October 2014

Calculation of Income & Fees

Appendix B, effective 16 April 2015 – 13 June 2016

Appendix C to Portfolio Management Rules. Transaction Fee Schedule,
effective from January 9, 2019
Appendix C to Portfolio Management Rules. Transaction Fee Schedule,
effective from June 7, 2018 – January 8, 2019
Appendix C to Portfolio Management Rules. Transaction Fee Schedule,
effective from 23 April 2018 – 6 June 2018
Appendix C to Portfolio Management Rules. Transaction Fee Schedule,
effective 22 January 2018 – 22 April 2018