Portfolio Management

Portfolio Management Services Agreements

Сustomer Notice in accordance with the Distance Marketing of Financial Services to Consumers Act of 2004 (242(I)/2004)

Portfolio Management Rules, effective from 15 March 2022

Schedule A Custody, effective from 9 August 2019 (deferred for active clients until 30 April 2020 unless agreed otherwise)

Schedule B Electronic Services, effective from 9 August 2019 (deferred for active clients until 30 April 2020 unless agreed otherwise)

Schedule C Transaction Fee Schedule, not applicable from 8 April 2020

Schedule D Coupon Revenue (USD), effective from 9 August 2019 (deferred for active clients until 30 April 2020 unless agreed otherwise)

Schedule E Coupon Revenue (RUB), effective from 9 August 2019 (deferred for active clients until 30 April 2020 unless agreed otherwise)

Schedule F Technology, effective from 9 August 2019 (deferred for active clients until 30 April 2020 unless agreed otherwise)

Schedule H Fundamental Choice (2 years), effective from 5 August 2020

Schedule I Fundamental Choice (3 years), effective from 5 August 2020

Schedule J Financial Strategy, effective from 13 January 2021

Schedule K US Stocks, effective from 13 May 2021

Risks disclosure, effective from 9 August 2019 (deferred for active clients until 30 April 2020 unless agreed otherwise)

Portfolio Management Agreement, effective from 28 December 2020

Terms of Business (only for existing clients), effective 4 April 2017

Appendix 3. Portfolio Management Rules, effective from 7 March 2019

Appendix A to Portfolio Management Rules, effective from July 23, 2013

Appendix B to Portfolio Management Rules, effective from June 14, 2016

Appendix C to Portfolio Management Rules. Transaction Fee Schedule,
not applicable from 8 April 2020

Appendix 5. Custody Rules, effective 8 July 2015

Acknowledgement of Risks, effective 9 February 2015

Portfolio Management Agreement, effective from June 14, 2016

Client Identification Form (For Corporate Clients), effective from June, 2018
Client Identification Form (For Individual Clients), effective from June, 2018

Notice of termination of the PM Agreement, effective from April, 2021

Instructions, effective from 26 April 2021

Historic Documents Library

In the light of the tense geopolitical situation and the introduction of a number of restrictions by competent authorities we remind you that is a Client responsibility to ensure that his transactions and other operations are in compliance with the applicable regulatory requirements including but not limited to sanctions imposed by any governmental or intergovernmental authority. Therefore, prior to making any transactions or other operations or where you may receive any funds or other assets you should carefully consider the relevant regulatory requirements including but not limited to sanctions and where necessary seek professional advice regarding your rights and obligations in accordance with applicable regulatory requirements.