Institutional Business
The publications below are related to products and services, offered to financial institutions and large undertakings, categorized either as eligible counterparty, or as per se professional client, having knowledge, experience and financial resources to properly assess and bear financially the risks related to investments.
Brokerage & Сustody
Terms of Business for Professional Clients& Eligible Counterparties:
- Сustomer Notice in accordance with the Distance Marketing of Financial Services to Consumers Act of 2004 (242(I)/2004),
effective 11 February 2025 - General Terms,
effective 14 April 2025 - Schedule A: Market Data,
effective 14 April 2025 - Schedule B: Netting ,
effective 14 April 2025 - Schedule C: Custody,
effective 14 April 2025 - Schedule D: Electronic Services,
effective 14 April 2025 - Schedule E: Margin Trading,
effective 14 April 2025 - Schedule E: Margin Trading – Module 2,
effective 14 April 2025 - Schedule F: Exchange-Traded Derivatives,
effective 14 April 2025 - Schedule G: Agency & Trust,
effective 14 April 2025 - Schedule H: Off-Market Repurchase Transactions,
effective 14 April 2025 - Schedule I: Financial Collateral Arrangements,
effective 14 April 2025 - Schedule J: Off-Market Sale of Securities,
effective 14 April 2025 - Schedule K: Give-Up Trades,
effective 14 April 2025 - Schedule L: Off-Market Securities Lending & Borrowing,
effective 14 April 2025 - Schedule M: Mandatory SFTR Reporting,
effective 14 April 2025
Risk Disclosures:
- Risk Disclosure: Introduction& Generic Types of Risk,
effective 14 April 2025 - Risk Disclosure: Shares& Depositary Receipts,
effective 14 April 2025 - Risk Disclosure: Bonds& Other Debt Securities,
effective 14 April 2025 - Risk Disclosure: Units in Сollective Investments Schemes,
effective 14 April 2025 - Risk Disclosure: Derivatives,
effective 14 April 2025 - Characteristics and Risks of Standardised Options (US markets),
published 15 January 2018 - Securities Futures Contracts (US markets),
published 15 January 2018 - Risk Disclosure: Warrants,
effective 14 April 2025 - Risk Disclosure: Financial Collateral Arrangements,
effective 14 April 2025 - Risk Disclosure: Extended Hours of Trading,
effective 14 April 2025 - Risk Disclosure: Emerging Markets,
effective 14 April 2025 - Risk Disclosure: Stabilisation,
effective 14 April 2025 - Risk Disclosure: Day Trading Strategy,
effective 14 April 2025 - Risk Disclosure: Stop and Stop-Limit Orders,
effective 14 April 2025 - Risk Disclosure: Margin Trading,
effective 14 April 2025 - Risk Disclosure: Securities Lending,
effective 14 April 2025 - Risk Disclosure: Repurchase Transactions,
effective 14 April 2025 - Risk Disclosure: Derivatives on Virtual Currencies,
effective 14 April 2025
Securities Dealing:
- General Terms for Dealing in Securities,
effective 14 April 2025
Regulatory Reporting
- MRRA ,
effective 14 April 2025 - MRRA Delegated Reporting,
effective 14 April 2025
