Institutional Business
The publications below are related to products and services, offered to financial institutions and large undertakings, categorized either as eligible counterparty, or as per se professional client, having knowledge, experience and financial resources to properly assess and bear financially the risks related to investments.
Brokerage & Сustody
Terms of Business for Professional Clients& Eligible Counterparties:
- Сustomer Notice in accordance with the Distance Marketing of Financial Services to Consumers Act of 2004 (242(I)/2004),
effective 11 February 2025 - General Terms,
effective 11 February 2025 - Schedule A: Market Data,
effective 15 January 2018 - Schedule B: Netting ,
effective 5 March 2018 - Schedule C: Custody,
effective 8 July 2024 - Schedule D: Electronic Services,
effective 15 January 2018 - Schedule E: Margin Trading,
effective 15 January 2018 - Schedule E: Margin Trading – Module 2,
effective 11 February 2025 - Schedule F: Exchange-Traded Derivatives,
effective 18 June 2020 (currently not available) - Schedule G: Agency & Trust,
effective 25 May 2018 - Schedule H: Off-Market Repurchase Transactions,
effective 15 January 2018 - Schedule I: Financial Collateral Arrangements,
effective 6 February 2017 - Schedule J: Off-Market Sale of Securities,
effective 15 January 2018 - Schedule K: Give-Up Trades,
effective 20 February 2020 - Schedule L: Off-Market Securities Lending & Borrowing,
effective 15 January 2018 - Schedule M: Mandatory SFTR Reporting,
effective 26 June 2020
Risk Disclosures:
- Risk Disclosure: Introduction& Generic Types of Risk,
effective 27 September 2023 - Risk Disclosure: Shares& Depositary Receipts,
effective 15 January 2018 - Risk Disclosure: Bonds& Other Debt Securities,
effective 15 January 2018 - Risk Disclosure: Units in Сollective Investments Schemes,
effective 15 January 2018 - Risk Disclosure: Derivatives,
effective 15 January 2018 - Characteristics and Risks of Standardised Options (US markets),
published 15 January 2018 - Securities Futures Contracts (US markets),
published 15 January 2018 - Risk Disclosure: Warrants,
effective 15 January 2018 - Risk Disclosure: Financial Collateral Arrangements,
effective 15 January 2018 - Risk Disclosure: Extended Hours of Trading,
effective 15 January 2018 - Risk Disclosure: Emerging Markets,
effective 15 January 2018 - Risk Disclosure: Stabilisation,
effective 15 January 2018 - Risk Disclosure: Day Trading Strategy,
effective 15 January 2018 - Risk Disclosure: Stop and Stop-Limit Orders,
effective 15 January 2018 - Risk Disclosure: Margin Trading,
effective 15 January 2018 - Risk Disclosure: Securities Lending,
effective 15 January 2018 - Risk Disclosure: Repurchase Transactions,
effective 15 January 2018 - Risk Disclosure: Derivatives on Virtual Currencies,
effective 20 September 2021
Securities Dealing:
- General Terms for Dealing in Securities,
effective 11 February 2025
Regulatory Reporting
- MRRA ,
effective 11 February 2025 - MRRA Delegated Reporting,
effective 11 February 2025
