Dealing in Investments

Terms of Business

• General Terms,
  effective 05 October 2022 — 9 May 2023
• General Terms,
  effective 15 March 2022 — 04 October 2022
• General Terms,
  effective 20 September 2021 — 14 March 2022
• General Terms,
  effective 20 February 2020 — 19 September 2021
• General Terms,
  effective 25 February 2019 — 19 February 2020
• General Terms,
  effective 25 May 2018 — 24 February 2019
• General Terms,
  effective 5 March 2018 — 24 May 2018
• General Terms,
  effective 15 January 2018 — 4 March 2018
• General Terms,
  effective 6 February 2017 — 14 January 2018
•  
• Schedule A: Market Data,
  effective 6 February 2017 — 14 January 2018
•  
• Schedule B: Netting ,
  effective 15 January 2018 — 4 March 2018
• Schedule B: Netting ,
  effective 6 February 2017 — 14 January 2018
•  
• Schedule C: Custody,
  effective 15 January 2018 — 21 June 2021
• Schedule C: Custody,
  effective 6 February 2017 — 14 January 2018
• Schedule D: Electronic Services,
  effective 6 February 2017 — 14 January 2018
• Schedule E: Margin Trading,
  effective 6 February 2017 — 14 January 2018
• Schedule E: Margin Trading – Module 2,
  effective 20 July 2022 — 25 August 2022
• Schedule E: Margin Trading – Module 2,
  effective 15 March 2022 — 19 July 2022
•  
• Schedule F: Exchange-Traded Derivatives,
  effective 15 January 2018 — 17 June 2020
• Schedule F: Exchange-Traded Derivatives,
  effective 6 February 2017 — 14 January 2018
•  
• Schedule G: Agency & Trust,
  effective 15 January — 24 May 2018
• Schedule G: Agency,
  effective 6 February 2017 — 14 January 2018
•  
• Schedule H: Off-Exchange Repurchase Transactions,
  effective 6 February 2017 — 14 January 2018
• Schedule J: Off-Exchange Sale of Securities,
  effective 6 February 2017 — 14 January 2018
• Schedule K: Give-Up Trades,
  effective 6 February 2017 — 19 February 2020
• Schedule L: Off-Exchange Securities Lending and Borrowing,
  effective 6 February 2017 — 14 January 2018
•  
• Risk Disclosure Statement,
  effective 6 February 2017 — 14 January 2018

•  

• Terms of Business,
  effective 1 October 2015
• Terms of Business,
  effective 10 September 2015
• Risk Disclosure Statement
• Terms of Business,
  effective 12 May 2014
• Terms of Business,
  effective 16 August 2013
• Terms of Business,
  effective 13 May 2013
• Variation Notice
• Appendix 1 Risk Disclosure
• Appendix 2 Netting Confirmation Sample
• Variation Notice

 

Risk Disclosures:

• Risk Disclosure: Introduction& Generic Types of Risk,
  effective 15 January 2018 - 26 September 2023

 

Purchase and Sale

• General Terms for Dealing in Securities,
  effective 25 February 2019 — 18 February 2020
• General Terms for Dealing in Securities,
  effective 25 May 2018 — 24 February 2019
• General Terms for Dealing in Securities,
  effective 5 March 2018 — 24 May 2018
• General Terms for Dealing in Securities,
  effective 15 January 2018 — 4 March 2018
• General Terms for Dealing in Securities outside a Regulated Market and MTF,
  effective 30 June 2017 — 14 January 2018
• General Terms for dealing in securities,
  effective 6 February 2017
• General Terms for dealing in securities,
  effective 1 July 2016
• General Terms and Conditions,
  effective 1 August 2013
• Annex I Form of Trade Confirmation
• Annex II Netting Terms
• Master Netting Agreement,
  effective 14 September 2015 — 14 January 2018

 

Connectivity Services

• General Terms and Conditions,
  effective 1 August 2013

 

Market Data

• General Terms and Conditions,
  effective 1 July 2016
• General Terms and Conditions,
  effective 1 August 2013