Policies archive
Customer Privacy Notice
- Customer Privacy Notice,
effective 1 February 2022 — 29 May 2024 - Customer Privacy Notice,
effective 20 May 2021 — 01 February 2022 - Customer Privacy Notice,
effective 25 May 2018 — 30 September 2019
Execution Policy
- BE Order Policy Summary,
effective 4 August 2021 - Best Order Execution Policy,
effective 4 August 2021 - Best Order Execution Policy,
effective 20 January 2021 — 3 August 2021 - Execution Policy,
effective 10 January 2020 — 19 January 2021 - Execution Policy,
effective 8 October 2019 — 9 January 2020 - Execution Policy,
effective 18 April 2018 — 7 October 2019 - Execution Policy,
effective 17 January 2017 - Best Execution Policy,
effective 16 April 2015 - Best Execution Policy,
effective 21 January 2013
Conflict of Interest Policy
- Conflict of Interest Policy,
effective 16 April 2015 - Conflict of Interest Policy,
effective 16 July 2012
Complaints Handling Procedure
- Complaints Handling Procedure,
effective 30 March 2018 — 24 February 2019 - Complaints Handling Procedure,
effective 27 April 2016 — 29 March 2018 - Complaints Handling Procedure,
effective 23 July 2013 — 26 April 2016
Client Complaint Form
- Client Complaint Form
effective 18 November 2011 — 29 March 2018
Systematic Internaliser Commercial Policy
- Systematic Internaliser Commercial Policy,
effective 9 July 2020 — 15 February 2022 - Systematic Internaliser Commercial Policy,
effective 13 February 2020 — 8 July 2020 - Systematic Internaliser Commercial Policy,
effective 10 January 2020 — 12 February 2020
Investor Compensation Fund for Clients of Investment Firms
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Investor Compensation Fund for Clients of Investment Firms,
effective February 2015 — February 2022