Customer Privacy Notice

• Customer Privacy Notice
  effective 20 May 2021 - 01 February 2022
• Customer Privacy Notice
  effective 25 May 2018 - 30 September 2019

Execution Policy

• BE Order Policy Summary,
  effective 04 August 2021
• Best Order Execution Policy,
  effective 04 August 2021
• Best Order Execution Policy,
  effective 20 January 2021 - 03 August 2021
• Execution Policy,
  effective 10 January 2020 - 19 January 2021
• Execution Policy
  effective 8 October 2019 - 9 January 2020
• Execution Policy
  effective 18 April 2018 - 7 October 2019
• Execution Policy
  effective 17 January 2017
• Best Execution Policy
  effective 16 April 2015
• Best Execution Policy
  effective 21 January 2013

Conflict of Interest Policy

• Conflict of Interest Policy
  effective 16 April 2015
• Conflict of Interest Policy
  effective 16 July 2012

Complaints Handling Procedure

• Complaints Handling Procedure,
  effective 30 March 2018 - 24 February 2019
• Complaints Handling Procedure,
  effective 27 April 2016 — 29 March 2018
• Complaints Handling Procedure,
  effective 23 July 2013 — 26 April 2016

Client Complaint Form

• Client Complaint Form
  effective 18 November 2011 — 29 March 2018

Systematic Internaliser Commercial Policy

• Systematic Internaliser Commercial Policy,
  effective 09 July 2020 - 15 February 2022
• Systematic Internaliser Commercial Policy
  effective 13 February 2020 — 08 July 2020
• Systematic Internaliser Commercial Policy
  effective 10 January 2020 — 12 February 2020

Investor Compensation Fund for Clients of Investment Firms

• Investor Compensation Fund for Clients of Investment Firms
  effective February 2015 — February 2022