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Historic Documents Library

Terms of Business & Trading Regulations

General Terms,
effective 18 April 2018 — 24 May 2018

Terms of Business, effective 4 April 2017 – 17 April 2018 (or for at that time active customers only, 21 May 2018, unless otherwise agreed)
Terms of Business, effective 25 November 2016 – 3 April 2017
Terms of Business, effective 1 July 2016 – 24 November 2016
Terms of Business, effective 28 April 2016 – 30 June 2016
Terms of Business, effective 7 April 2016 – 27 April 2016
Terms of Business, effective 1 October 2015 – 6 April 2016
Terms of Business, effective 13 April 2015 – 30 September 2015
Terms of Business, effective 24 March 2015 – 12 April 2015
Terms of Business, effective 09 February 2015 – 23 March 2015

Trading Regulations, effective 23 May 2014 – 08 February 2015
Trading Regulations, effective 04 December 2013 – 22 May 2014

Appendix 5. Custody Rules, effective 08 July 2015 – 17 April 2018 (or for at that time active customers only, 21 May 2018, unless otherwise agreed)
Appendix 6. Margin Trading General Terms and Conditions, effective 14 November 2015 – 17 April 2018 (or for at that time active customers only, 21 May 2018, unless otherwise agreed) – 17 April 2018 (or for at that time active customers only, 21 May 2018, unless otherwise agreed)
Appendix 7. Rules for the provision of electronic system access services, effective 08 July 2015 – 17 April 2018 (or for at that time active customers only, 21 May 2018, unless otherwise agreed)
Appendix 8. Rules for the provision of market data services, effective 08 July 2015 – 17 April 2018 (or for at that time active customers only, 21 May 2018, unless otherwise agreed)
Appendix 18. Rules for execution of Orders in derivatives, effective 08 July 2015 – 17 April 2018 (or for at that time active customers only, 21 May 2018, unless otherwise agreed)
Appendix 20. Rules for repurchase transactions execution, effective 08 July 2015 – 17 April 2018 (or for at that time active customers only, 21 May 2018, unless otherwise agreed)
Appendix 21. Rules for exchange market services, effective 08 July 2015 – 17 April 2018 (or for at that time active customers only, 21 May 2018, unless otherwise agreed)
Investment Services Agreement, effective 18 September 2017 – 17 April 2018

Risk Disclosures

Appendix 11, effective 4 December 2013 – 8 February 2015
Acknowledgement of Risks, effective 9 February 2015 – 17 April 2018

Commission & Fees

Fee Schedule, effective 2 April 2018 - 13 May 2018
Fee Schedule, effective 11 December 2017 - 1 April 2018
Fee Schedule, effective 5 July 2017 - 10 December 2017
Fee Schedule, effective 25 May 2017 – 04 July 2017
Fee Schedule, effective 24 November 2016 – 24 May 2017
Fee Schedule, effective from 1 September, 2016
Fee Schedule, effective 20 June 2016 – 31 August 2016
Fee Schedule, effective 14 June 2016 – 19 June 2016
Fee Schedule, effective 23 May 2016 – 13 June 2016
Fee Schedule, effective 10 May 2016 – 22 May 2016
Fee Schedule, effective 4 March 2016 – 9 May 2016
Fee Schedule, effective 15 February 2016 – 3 March 2016
Fee Schedule, effective 10 December 2015 – 14 February 2016
Fee Schedule, effective 2 November 2015 – 30 November 2015

Marginable & Borrowable Securities, Margin Requirements and Margin Rates

Margin Requirements and Margin Rates, effective 6 February 2017 - 13 May 2018
List of Marginable and Borrowable Securities, Margin Requirements and Margin Rates,
effective from October 3, 2016
List of Marginable and Borrowable Securities, Margin Requirements and Margin Rates,
effective from September 1, 2016
List of Marginable and Borrowable Securities, Margin Requirements and Margin Rates,
effective from November 3, 2015

Sample Forms

Trade Order, effective 4 December 2013 – 8 February 2015
REPO Order, effective 4 December 2013 – 8 February 2015
Forwards Products, effective 4 December 2013 – 8 February 2015
Option Order, effective 23 May 2014 – 8 February 2015
Trade Order for investments of collective investment funds, effective 23 May 2014 – 8 February 2015
Instruction on Financial Instruments transfer, effective to 9 July 2018
Instruction on Financial Instruments depositing, effective to 9 July 2018
Instruction on Financial Instruments conversion, effective to 9 July 2018