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Historic Documents Library

Terms of Business & Trading Regulations

Terms of business, effective 1 July 2016 – 24 November 2016
Terms of business, effective 28 April 2016 – 30 June 2016
Terms of business, effective 7 April 2016 – 27 April 2016
Terms of business, effective 1 October 2015 – 6 April 2016
Terms of business, effective 13 April 2015 – 30 September 2016

Trading Regulations, effective 23 May 2014 – 12 April 2015

Commission & Fees

Fee Schedule, effective from 1 September, 2016
Fee Schedule, effective 20 June 2016 – 31 August 2016
Fee Schedule, effective 14 June 2016 – 19 June 2016
Fee Schedule, effective 23 May 2016 – 13 June 2016
Fee Schedule, effective 10 May 2016 – 22 May 2016
Fee Schedule, effective 4 March 2016 – 9 May 2016
Fee Schedule, effective 15 February 2016 – 3 March 2016
Fee Schedule, effective 10 December 2015 – 14 February 2016
Fee Schedule, effective 2 November 2015 – 30 November 2015

Client Complaints

Complaints Handling Procedure, not effective from 27 April 2016

Terms of Business and Trading Regulations

List of Marginable and Borrowable Securities, Margin Requirements and Margin Rates,
effective from October 3, 2016
List of Marginable and Borrowable Securities, Margin Requirements and Margin Rates,
effective from September 1, 2016
List of Marginable and Borrowable Securities, Margin Requirements and Margin Rates,
effective from November 3, 2015